395 N.Y.S.2d 419
May 12, 1977, Decided
The
People of the State of New York, Appellant, v. Melvin
Dlugash, Respondent
Court of Appeals of New York
41 N.Y.2d 725;
363 N.E.2d 1155;
395 N.Y.S.2d 419
March 29, 1977, Argued
May 12, 1977, Decided
PRIOR HISTORY:
People v Dlugash, 51 AD2d 974.
Appeal, by permission of the Chief Judge of the Court of Appeals, from an order
of the Appellate Division of the Supreme Court in the Second Judicial
Department, entered March 1, 1976, which (1) reversed, on the law, a judgment
of the Supreme Court (William T. Cowin, J.), rendered in Kings County upon a
verdict convicting defendant of murder, and (2) dismissed the indictment.
DISPOSITION: Order modified and the case remitted to the Appellate Division, Second
Department, for further proceedings in accordance with the opinion herein and,
as so modified, affirmed.
HEADNOTES:
Crimes --
attempted murder -- legal or factual
impossibility.
1. Defendant may be held liable for
attempted murder for
shooting the victim in the head although the victim may have died just before the
shots were
fired. Between two and five
minutes after a friend of defendant had
shot the victim in the heart and
lungs in consequence of an apparent money dispute, defendant had
fired his
shots, and medical testimony established the possibility that the victim may then
have been
dead. A trial order of dismissal erroneously, but irrevocably, removed a charge of
accessorial conduct from the
[***2] case and defendant was convicted of
murder, which conviction was properly reversed because it was not proved beyond a
reasonable doubt that the victim had been
alive when defendant acted. A person is guilty of an attempt when, with intent to
commit a crime, he engages in conduct which tends to effect commission of such
crime (Penal
Law,
§ 110.00), and it is no defense that the crime was
factually or legally impossible of commission if the crime could have been committed had
the circumstances been as the defendant believed them to be (Penal Law,
§ 110.10). Accordingly, the charge of
attempted murder should not have been reversed, on the law, by the Appellate Division.
2. There is sufficient evidence in the record from which the jury could
conclude that defendant believed the victim to be
alive when he
fired the
shots. Defendant admitted firing five times into the victim's head from point blank
range and there was no testimony before the jury that defendant
fired out of fear for his own life. No explanation was given for his conduct, and
the jury could conclude that defendant intended to administer the coup de
grace. Defendant admitted to assisting in disposal of the
weapons,
[***3] made no attempt to flee from the murderer and gave a false story to police.
Although defendant was entitled to have the entirety of his admission placed in
evidence
before the jury, including the
exculpatory evidence of his statement that he believed the victim to be
dead, the jury is not required to believe the
exculpatory portions, just as the jury may weigh the credibility of witnesses, and the
exculpatory portion may be rejected if disputed by other evidence or so
improbable as to be unworthy of belief. The five
shots
fired, defendant's flight, his failure to report the crime, his attempted concealment
of his involvement and his admissions that he
fired with no instruction from the murderer make it
improbable that defendant believed the victim to be
dead.
3. The Appellate Division erred in not modifying the judgment to reflect a
conviction for
attempted murder as a lesser included offense of the charge of
murder, since the jury verdict necessarily included a finding that defendant acted in
the belief that the victim was
alive and that defendant intended to kill him and, under
section 110.10 of the
Penal Law, doubt as to whether the victim was
alive is no defense.
Accordingly,
[***4] the case should be remitted for review of the facts.
COUNSEL:
Eugene Gold, District Attorney (Steven W. Fisher and
Helman R. Brook of counsel), Brooklyn, for appellant.
Alan M. Dershowitz, admitted on motion
pro hac vice, Cambridge, Mass., and
Jeffrey R. Cohen, New York City, for respondent.
JUDGES: Jasen, J. Chief Judge Breitel and Judges Gabrielli, Jones, Wachtler,
Fuchsberg and Cooke concur.
OPINIONBY: JASEN
OPINION:
[*726]
[**1156]
The criminal law is of ancient origin, but criminal liability for
attempt to commit a crime is comparatively recent. At the root of the concept of attempt
liability are the very aims and purposes of
penal law. The ultimate issue is whether an individual's intentions and actions, though
failing to achieve a manifest and malevolent criminal purpose, constitute a
danger to organized society of sufficient magnitude to warrant the imposition
of criminal sanctions. Difficulties in theoretical analysis and concomitant
debate over very pragmatic questions of blameworthiness appear dramatically in
reference to situations where the criminal attempt failed to achieve its
purpose solely because the factual or legal context in which
[***5] the individual acted was not as the actor supposed them to be. Phrased
somewhat differently, the concern centers on whether an individual should be
liable for an
attempt to commit a crime when,
unknown
to him, it was impossible to successfully complete the crime attempted. For
years, serious studies have been made on the subject
in an effort to resolve the continuing controversy when, if at all, the
impossibility of successfully completing the criminal act should preclude liability for even
making the futile attempt. The 1967 revision of the
Penal Law approached the
impossibility defense to the inchoate crime of attempt in a novel fashion. The statute
provides that, if a person engages in conduct which would
[*727] otherwise constitute an
attempt to commit a crime,
"it is no defense to a prosecution for such attempt that the crime charged to
have been attempted was, under the
attendant circumstances,
factually or legally impossible of commission, if such crime could have been committed
had the
attendant circumstances been as such person believed them to be." (Penal Law,
§ 110.10.) This appeal presents to us, for the first time, a case involving the
application
[***6] of the modern statute. We hold that, under the proof presented by the People
at trial, defendant Melvin Dlugash may be held for
attempted murder, though the target of the attempt may have
already been slain, by the hand of another, when Dlugash made his felonious
attempt.
On December 22, 1973, Michael Geller, 25 years old, was found
shot to death in the bedroom of his Brooklyn
apartment. The body, which had literally been riddled by
bullets, was found lying faceup on the floor. An autopsy revealed that the victim had
been
shot in the face and head no less than seven times. Powder burns on the face
indicated that the
shots had been
fired from within one foot of the victim. Four small
caliber
bullets were recovered from the victim's skull. The victim had also been critically
wounded in the
chest. One heavy
caliber
bullet passed through the left
lung, penetrated the heart chamber, pierced the left ventricle of the heart upon
entrance and again upon exit, and lodged in the victim's torso. A second
bullet entered the left
lung and passed through to the
chest, but
without reaching the heart area. Although the second
bullet was damaged beyond identification, the
bullet tracks indicated
[***7] that these
wounds were also inflicted by a
bullet of heavy
caliber. A tenth
bullet, of
unknown
caliber, passed through the thumb of the victim's left hand. The autopsy report listed
the cause of death as
"[multiple]
bullet
wounds of head and
chest with brain injury and massive bilateral hemothorax with penetration of [the]
heart." Subsequent ballistics examination established that the four
bullets recovered from the victim's head were .25
caliber
bullets and that the heart-piercing
bullet was of .38
caliber.
Detective Joseph Carrasquillo of the New York City Police Department was assigned to
investigate the
homicide. On December 27, 1973, five days after the discovery of the body,
Detective Carrasquillo and a fellow officer went to the defendant's residence in an
effort to locate him. The officers arrived at approximately 6:00 p.m. The
defendant answered the door
[*728] and, when informed that the officers were investigating
[**1157] the death of Michael Geller, a friend of his, defendant invited the officers
into the house.
Detective Carrasquillo informed defendant that the officers desired any information
defendant might have regarding the death of Geller and,
[***8] since defendant was regarded as a suspect, administered the standard
preinterrogation warnings. The defendant told the officers that he and another
friend, Joe Bush, had just returned from a four- or five-day trip
"upstate someplace" and learned of Geller's death only upon his return. Since Bush was also a
suspect in the case and defendant admitted knowing Bush, defendant agreed to
accompany the officers to the station house for the purposes of identifying
photographs of Bush and of lending assistance to the investigation. Upon
arrival at the police station,
Detective Carrasquillo and the defendant went directly into an interview room.
Carrasquillo advised the defendant that he had witnesses and information to the
effect that as late as
7:00 p.m. on the day before the
body was found, defendant had been observed carrying a .25
caliber pistol. Once again, Carrasquillo administered the standard preinterrogation statement
of rights. The defendant then proceeded to relate his version of the events
which culminated in the death of Geller. Defendant stated that, on the night
of December 21, 1973, he, Bush and Geller had been out drinking. Bush had been
staying at Geller's
[***9]
apartment and, during the course of the evening, Geller several times demanded that Bush
pay $ 100 towards the rent on the
apartment. According to defendant, Bush rejected these demands, telling Geller that
"you better shut up or you're going to get a
bullet". All three returned to Geller's
apartment at approximately midnight, took seats in the bedroom, and continued to drink
until sometime between 3:00 and 3:30 in the morning. When Geller again pressed
his demand for rent money, Bush drew his
.38
caliber pistol, aimed it at Geller and
fired three times. Geller fell to the floor. After the passage of a few
minutes, perhaps two, perhaps as much as five, defendant walked over to the fallen
Geller, drew his .25
caliber pistol, and
fired approximately five
shots in the victim's head and face. Defendant contended that, by the time he
fired the
shots,
"it looked like Mike Geller was already
dead". After the
shots were
fired, defendant and Bush walked to the
apartment of a female acquaintance. Bush removed his shirt, wrapped the two
guns and a knife in it, and left the
apartment, telling Dlugash that
[*729] he intended to dispose of the
weapons. Bush returned 10 or 15
minutes
[***10] later and stated that he had thrown the
weapons down a sewer two or three blocks away.
After Carrasquillo had taken the bulk of the statement, he asked the defendant
why he would do such a
thing. According to Carrasquillo, the defendant said,
"gee, I really don't know". Carrasquillo repeated the question 10
minutes later, but received the same response. After a while, Carrasquillo asked the
question for a third time and defendant replied,
"well, gee, I guess it must have been because I was afraid of Joe Bush."
At approximately 9:00 p.m., the defendant repeated the substance of his
statement to an Assistant District Attorney. Defendant added that the time he
shot at Geller, Geller was not moving and his eyes were closed. While he did not
check for a pulse, defendant stated that Geller had not been doing anything to
him at the time he
shot because
"Mike was
dead".
Defendant was indicted by the Grand Jury of Kings County on a single count of
murder in that, acting in concert with another person actually present, he
intentionally caused the death of Michael Geller. At the trial, there were
four principal prosecution witnesses:
Detective Carrasquillo, the Assistant District Attorney
[***11] who took the second admission, and two physicians from the office of the New
York City Chief Medical Examiner. For proof of defendant's culpability, the
prosecution relied upon defendant's own admissions as related by the
detective and the prosecutor. From the physicians, the prosecution sought to establish
that Geller was still
alive at the time defendant
shot at him. Both physicians testified that each of the two
chest
wounds, for which defendant alleged Bush
[**1158] to be responsible, would have caused death without prompt medical attention.
However, the victim would have remained
alive until such time as his
chest cavity became fully filled with blood. Depending on the circumstances, it
might take 5 to 10
minutes for the
chest cavity to fill. Neither prosecution witness could state, with medical
certainty, that the victim was still
alive when, perhaps five
minutes after the initial
chest
wounds were inflicted, the defendant
fired at the victim's head.
The defense produced but a single witness, the former Chief Medical Examiner of
New York City. This expert stated that, in his view, Geller might have died of
the
chest
wounds
"very rapidly" since, in addition to the
[***12] bleeding, a large
bullet going through a
lung and the heart would have other adverse medical effects.
"Those
wounds can be almost immediately or
[*730] rapidly fatal or they may be delayed in there, in the time it would take for
death to occur. But I would say that
wounds like that which are described here as having gone through the
lungs and the heart would be fatal
wounds and in most cases they're rapidly fatal."
The trial court declined to charge the jury, as requested by the prosecution,
that defendant could be guilty of
murder on the theory that he had aided and abetted the killing of Geller by Bush.
Instead, the court submitted only
two theories to the jury: that defendant had either intentionally murdered
Geller or had attempted to
murder Geller.
The jury found the defendant guilty of
murder. The defendant then moved to set the verdict aside. He submitted an affidavit
in which he contended that he
"was absolutely, unequivocally and positively certain that Michael Geller was
dead before [he]
shot him." Further, the defendant averred that he was in fear for his life when he
shot Geller.
"This fear stemmed from the fact that Joseph Bush, the admitted
[***13] killer of Geller, was holding a
gun on me and telling me, in no uncertain terms, that if I didn't shoot the
dead body I, too, would be killed." This motion was denied. n1
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n1 It should be noted that Joe Bush pleaded guilty to a charge of manslaughter
in the first degree. At the time he entered his plea, Bush detailed his
version of the
homicide. According to Bush, defendant Dlugash was a dealer in narcotic drugs and
Dlugash claimed that
Geller owed him a large sum of money from drug purchases. Bush was in the
kitchen alone when Geller entered and threatened him with a shotgun. Bush
pulled out his .38
caliber pistol and
fired five times at Geller. Geller slumped to the floor. Dlugash then entered,
withdrew his .25
caliber pistol and
fired five
shots into the deceased's face. Bush, however, never testified at Dlugash's trial.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
On appeal, the Appellate Division reversed the judgment of conviction on the
law and dismissed the indictment. The court ruled that
"the People failed to prove
beyond a reasonable doubt
[***14] that Geller had been
alive at the time he was
shot by defendant; defendant's conviction of
murder thus cannot stand."
(51 AD2d 974, 975.) Further, the court held that the judgment could not be
modified to reflect a conviction for
attempted murder because
"the uncontradicted evidence is that the defendant, at the time he
fired the five
shots into the
body of the decedent, believed him to be
dead, and * * * there is not a scintilla of evidence to contradict his assertion in
that regard"
(51 AD2d, at p 975).
Preliminarily, we state our agreement with the Appellate Division that the
evidence did not establish,
beyond a reasonable
[*731] doubt, that Geller was
alive at the time defendant
fired into his body. To sustain a
homicide conviction, it must be established,
beyond a reasonable doubt, that the defendant caused the death of another person. (Penal Law,
§ 125.00;
CPL 70.20.) The People were required to establish that the
shots
fired by defendant Dlugash were a sufficiently direct cause of Geller's death.
(
People v Stewart, 40 NY2d 692, 697;
People v Kibbe, 35 NY2d 407, 412.) While the defendant admitted firing five
shots at the victim approximately two to five
minutes
[***15]
[**1159] after Bush had
fired three times, all three
medical expert witnesses testified that they could not, with any degree of
medical certainty, state whether the victim had been
alive at the time the latter
shots were
fired by the defendant. Thus, the People failed to prove
beyond a reasonable doubt that the victim had been
alive at the time he was
shot by the defendant. Whatever else it may be, it is not
murder to shoot a
dead body.
(
State v Simpson, 244 NC 325, 333.) Man dies but once.
Before turning to an analysis of the attempt issue, there is a further point to
be made. A person may be criminally liable for the criminal conduct of another
person
when,
"acting with the mental culpability required for the commission thereof, he
solicits, requests, commands, importunes, or intentionally aids such person to
engage in such conduct." (Penal Law,
§ 20.00.) We believe that the evidence in the record would support a reasonable
inference that Dlugash intentionally aided
Bush in killing Geller and destroying telltale evidence. However, the trial
court refused to permit the jury to consider this theory and the question of
accessorial liability is, therefore,
[***16] out of the case. The court dismissed the
murder count insofar as it reflected
accessorial liability, an action which may be taken only by a trial order of dismissal. (
CPL 300.40; see
CPL 290.10.) We have held that the People may not appeal trial orders of dismissal
"where retrial of the defendant, or indeed any supplemental fact finding, might
result from appellate reversal of the order sought to be appealed."
(
People v Brown, 40 NY2d 381, 393.) Thus, in this case, we are without authority to direct a new trial. The
judgment must stand or fall on the present record. Since the record fails to
support a conviction for intentional
murder, if the evidence also fails to support a conviction for
attempted murder as
a matter of law, the defendant is free of all liability.
The procedural context of this matter, a nonappealable but erroneous dismissal
of the issue of
accessorial conduct, contributes
[*732] to the unique nature of the attempt issue presented here. Where two or more
persons have combined to
murder, proof of the relationship between perpetrators is sufficient to hold all for
the same degree of
homicide, notwithstanding the absence of proof as to which specific act
[***17] of which individual was the immediate cause of the victim's death. (Cf.
People v Benzinger, 36 NY2d 29, 34.) On the other hand, it is quite unlikely and
improbable that two persons,
unknown and unconnected to each other, would attempt to kill the same third person at
the same time and place. Thus, it is rare for criminal liability for
homicide to turn on which of several attempts actually succeeded. In the case of
coconspirators, it is not necessary to do so and the case of truly independent
actors is unlikely. However, procedural developments make this case the
unlikely one and we must now decide whether, under the evidence presented, the
defendant may be held for
attempted murder, though someone else perhaps succeeded in killing the victim.
The concept that there could be criminal liability for an attempt, even if
ultimately unsuccessful, to commit a crime is comparatively recent. The modern
concept of attempt has been said to date from
Rex v Scofield (Cald 397), decided in 1784. (Sayre, Criminal Attempts,
41 Harv L Rev 821, 834.) In that case, Lord Mansfield stated that
"[the] intent may make an act, innocent in itself, criminal; nor is the
completion of an act,
[***18] criminal in itself, necessary to constitute criminality. Is it no offence to
set fire to a train of gunpowder with intent to burn a house, because by
accident, or the interposition of another, the mischief is prevented?" (Cald, at p 400; see, also,
Commonwealth v Kennedy, 170 Mass 18 [Holmes, J.].) The Revised
Penal Law now provides that a person is guilty of an
attempt to commit a crime when, with intent to commit a crime, he engages in conduct which tends
to effect the commission of such crime. (Penal Law,
§ 110.10.) The revised statute clarified confusion in the former provision which, on
its face, seemed to state that an attempt was
[**1160] not punishable as an attempt unless it was unsuccessful. (See Hechtman,
Practice Commentaries, McKinney's Cons Laws of NY, Book 39,
Penal Law,
§ 110.00, pp 309-310.)
The most intriguing attempt cases are those where the
attempt to commit a crime was unsuccessful due to mistakes of fact or law on the part of the
would-be criminal. A general rule developed in most American jurisdictions
that legal
impossibility
[*733] is a good defense but factual
impossibility is
not. (See Conspiracy,
Attempt-Crime Impossible,
[***19] Ann.,
37 ALR3d 375, 381; see, also, What Constitutes
Attempted Murder, Ann.,
54 ALR3d 612, 633.) Thus, for example, it was held that defendants who
shot at a stuffed deer did not attempt to take a deer out of season, even though
they believed the dummy to be a live animal. The court stated that there was
no criminal attempt because it was no crime to
"take" a stuffed deer, and it is no crime to attempt to do that which is legal.
(
State v Guffey, 262 SW2d 152 [Mo]; see, also,
State v Taylor, 345 Mo 325 [no liability for attempt to bribe a juror where person bribed was not, in
fact, a juror].) These cases are illustrative of legal
impossibility. A further example is Francis Wharton's classic hypothetical involving Lady
Eldon and her French lace. Lady Eldon,
traveling in Europe, purchased a quantity of French lace at a high price,
intending to smuggle it into England without payment of the duty. When
discovered in a customs search, the lace turned out to be of English origin, of
little value and not subject to duty. The traditional view is that Lady Eldon
is not liable for an attempt to smuggle. (1 Wharton, Criminal Law [12th ed],
§ 225, p 304, n 9; for variations
[***20] on the hypothetical see Hughes, One Further Footnote on Attempting the
Impossible,
42 NYU L Rev 1005.)
On the other hand, factual
impossibility was no defense. For example, a man was held liable for
attempted murder when he
shot into the room in which his target usually slept and, fortuitously, the target
was sleeping elsewhere in the house that night.
(
State v Mitchell, 170 Mo 633.) Although one
bullet struck the target's customary pillow, attainment of the criminal objective was
factually impossible.
State v Moretti (52 NJ 182, cert den
393 U.S. 952) presents a similar instance of factual
impossibility. The defendant agreed to perform an abortion, then a criminal act, upon a
female undercover police investigator who was not, in fact, pregnant. The
court sustained the conviction, ruling that
"when the consequences sought by a defendant are forbidden by the law as
criminal, it is no defense that the defendant could not succeed in reaching his
goal because of circumstance
unknown to him."
(52 NJ, at p 190; see, also,
People v Camodeca, 52 Cal 2d 142, 146-147.) On the same view, it was held that men who had sexual intercourse with a
woman, with the belief that she was
[***21]
alive and did not consent to the intercourse, could be charged for
attempted rape when the woman had, in fact, died from an
[*734] unrelated ailment prior to the acts of intercourse.
(
United States v Thomas, 13 USCMA 278.)
The New York cases can be parsed out along similar lines. One of the leading
cases on legal
impossibility is
Peoplev Jaffe (185 NY 497) in which we held that there was no liability for the attempted receipt of
stolen property when the property received by the defendant in the belief that
it was stolen was, in fact, under the control of the true owner. (Accord
People v Rollino, 37 Misc 2d 14;
Booth v State, 398 P2d 863 [Okla];
United States v Hair, 356 F Supp 339.) Similarly, in
People v Teal (196 NY 372), a conviction for attempted subornation of perjury was overturned on the theory
that the testimony attempted to be
suborned was irrelevant to the merits of the case. Since it was not
subornation of perjury to solicit false, but irrelevant, testimony,
"the person through whose procuration the testimony is given cannot be guilty of
subornation of perjury and, by the same rule, an unsuccessful attempt to that
which is not a crime when
[***22]
[**1161] effectuated, cannot be held to be an
attempt to commit the crime specified."
(196 NY, at p 377.) Factual
impossibility, however, was no defense. Thus, a man could be held for attempted grand
larceny when he picked an empty pocket.
(
People v Moran, 123 NY 254; see, also,
People v Bauer, 32 AD2d 463, 468, affd
26 NY2d 915.)
As can be seen from even this abbreviated discussion, the distinction between
"factual" and
"legal"
impossibility was a nice one indeed and the courts tended to place a greater value on legal
form than on any substantive danger the defendant's actions posed
for society. The approach of the draftsmen of the Model Penal Code was to
eliminate the defense of
impossibility in virtually all situations. Under the code provision, to constitute an
attempt, it is still necessary that the result intended or desired by the actor
constitute a crime. However, the code suggested a fundamental change to shift
the locus of analysis to the actor's mental frame of reference and away from
undue dependence upon external considerations. The basic premise of the code
provision is that what was in the actor's own mind should be the standard for
determining
[***23] his dangerousness to society and, hence, his liability for attempted criminal
conduct. (Wechsler, Jones and Korn, Treatment of Inchoate Crimes in Model
Penal Code of American Law Institute: Attempt, Solicitation and Conspiracy,
61 Col L Rev 571, 578-585; see, also, American Law Institute, Model
[*735] Penal Code [Tent Draft No. 10], Comments to
§
5.01 Criminal Attempt, pp 30-38.)
In the belief that neither of the two branches of the traditional
impossibility arguments detracts from the offender's moral culpability (see Hechtman,
Practice Commentaries, McKinney's Cons Laws of NY, Book 39,
Penal Law,
§ 110.10, p 320), the Legislature substantially carried the code's treatment of
impossibility into the 1967 revision of the
Penal Law. (See, also, Note, Proposed
Penal Law of New York,
64 Col L Rev 1469, 1520-1521.) Thus, a person is guilty of an attempt when, with intent to commit a crime, he
engages in conduct which tends to effect the commission of such crime. (Penal Law,
§ 110.00.) It is no defense that, under the
attendant circumstances, the crime was
factually or legally impossible of commission,
"if such crime could have been committed had the
attendant circumstances
[***24] been as such person believed them to be." (Penal Law,
§ 110.10.) Thus, if defendant believed the victim to be
alive at the time of the
shooting, it is no defense to the charge of
attempted murder that the victim may have been
dead.
Turning to the facts of the case before us, we believe that there is sufficient
evidence in the record from which the jury could conclude that the defendant
believed Geller to be
alive at the time defendant
fired
shots into Geller's head. Defendant admitted firing five
shots at a most vital part of the victim's anatomy from virtually point blank range.
Although defendant contended that the victim had already been grievously
wounded by another, from the defendant's admitted actions, the jury could
conclude that the defendant's purpose and intention was to administer the coup
de grace. The jury never learned of defendant's subsequent allegation that
Bush had a
gun on him and directed defendant to fire at Geller on the pain of his own life.
Defendant did not testify and this statement of duress was made only in a
post-verdict affidavit, which obviously was never placed before the
jury. In his admissions that were related to the jury, defendant never
[***25] made such a claim. Nor did he offer any explanation for his conduct, except
for an offhand aside made casually to
Detective Carrasquillo. Any remaining doubt as to the question of duress is dispelled
by defendant's earlier statement that he and Joe Bush had peacefully spent a
few days together on vacation in the country. Moreover, defendant admitted to
freely assisting Bush in disposing of the
weapons after the
[*736]
murder and, once the
weapons were out of the picture, defendant made no effort at all to flee from Bush.
Indeed, not only did defendant not come forward with his story
[**1162] immediately, but when the police arrived at his house, he related a false
version designed to conceal his and Bush's complicity in the
murder. All of these facts indicate a
consciousness of guilt which defendant would not have had if he had truly
believed that Geller was
dead when he
shot him. Defendant argues that the
jury was bound to accept, at face value, the indications in his admissions that
he believed Geller
dead. Certainly, it is true that the defendant was entitled to have the entirety of
the admissions, both the inculpatory and the
exculpatory portions, placed
[***26] in evidence before the trier of facts. (E.g.,
People v La Belle, 18 NY2d 405, 410-411;
People v Gallo, 12 NY2d 12, 15; Richardson, Evidence [10th ed],
§ 227, p 202.) However, the jury was not required to automatically credit the
exculpatory portions of the admissions. The general rule is, of course, that the
credibility of witnesses is a question of fact and the jury may choose to
believe some, but not all, of a witness' testimony. (E.g.,
People v Reed, 40 NY2d 204, 208.) The general rule applies with equal force to proof of admissions. Thus, it
has been stated that
"where that part of the declaration which discharges the party making it is
itself highly
improbable or is discredited
by other evidence the [jury] may believe one part of the admission and reject
the other."
(
People ex rel. Perkins v Moss, 187 NY 410, 428.) In
People v Miller (247 App Div 489, 493), relied upon by defendant, Justice Lewis (later Chief Judge) concluded that the
damaging aspects of an admission should not be accepted and the
exculpatory portion rejected
"unless the latter is disputed by other evidence in the case, or is so
improbable as to be unworthy of belief" (emphasis
[***27] added). In this case, there is ample other evidence to contradict the
defendant's assertion that he believed Geller
dead. There were five
bullet
wounds inflicted with stunning accuracy in a vital part of the victim's anatomy. The
medical testimony indicated that Geller may have been
alive at the time defendant
fired at him. The defendant voluntarily left the jurisdiction immediately after the
crime with his
coperpetrator. Defendant did not report the crime to the police when left on
his own by Bush. Instead, he attempted to conceal his and Bush's involvement
with the
homicide. In addition, the other portions of defendant's admissions make his contended
belief that Geller
[*737] was
dead extremely
improbable. Defendant, without a word of instruction from Bush, voluntarily got up from
his seat after the passage of just a few
minutes and
fired five times point blank into the victim's face, snuffing out any remaining
chance of life that Geller possessed. Certainly, this alone indicates a
callous indifference to the taking of a human life. His admissions are barren
of any claim of duress n2 and reflect, instead, an unstinting cooperation in
efforts to dispose of vital incriminating
[***28] evidence. Indeed, defendant maintained a false version of the occurrence
until such time as the police informed him that they had evidence that he
lately possessed a
gun of the
same
caliber as one of the
weapons involved in the
shooting. From all of this, the jury was certainly warranted in concluding that the
defendant acted in the belief that Geller was yet
alive when
shot by defendant.
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n2 Notwithstanding the Appellate Division's implication to the contrary, the
record indicates that defendant told the Assistant District Attorney that Bush,
after
shooting Geller, kept his
gun aimed at Geller, and not at Dlugash. As defendant stated,
"this was after Joe had his .38 on him, I started
shooting on him."
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
The jury convicted the defendant of
murder. Necessarily, they found that defendant intended to kill a live human being.
Subsumed within this finding is the conclusion that defendant acted in the
belief that Geller was
alive. Thus, there is no need for additional fact findings by a jury. Although it
was not
[***29] established
beyond a reasonable doubt that Geller was, in fact,
alive, such is no
defense to
attempted murder since a
murder would have been committed
[**1163]
"had the
attendant circumstances been as [defendant] believed them to be." (Penal Law,
§ 110.10.) The jury necessarily found that defendant believed Geller to be
alive when defendant
shot at him.
The Appellate Division erred in not modifying the judgment to reflect a
conviction for the lesser included offense of
attempted murder. An
attempt to commit a
murder is a lesser included offense of
murder (see
CPL 1.20, subd 37) and the Appellate Division has the authority, where the trial
evidence is not legally sufficient to establish the offense of which the
defendant was convicted, to modify the judgment to one of conviction for a
lesser included offense which is legally established by the evidence. (
CPL 470.15, subd 2, par [a]; 470.20, subd 4.) Thus, the Appellate Division, by dismissing
the indictment, failed to take the appropriate corrective action. Further,
questions of
law were erroneously determined in favor of
[*738] the appellant at the Appellate Division. While we affirm the order of the
[***30] Appellate Division to the extent that the order reflects that the judgment of
conviction for
murder cannot stand, a modification of the order and a remittal for further
proceedings is necessary. (
CPL 470.40, subds 2, 3.)
Accordingly, the order of the Appellate Division should be
modified and the case remitted to the Appellate Division for its review of the facts
pursuant to
CPL 470.15 (see
CPL 470.25, subd 2, par [d]) and for further proceedings with respect to the sentence
(see
CPL 470.20, subd 4) in the event that the facts are found favorably to the People. As so
modified, the order of the Appellate Division should be affirmed.
Order
modified and the case remitted to the Appellate Division, Second Department, for
further proceedings in accordance with the opinion herein and, as so
modified, affirmed.
Prepared: February 8, 2001 - 5:02:29 PM
Edited and Updated, February 12, 2001
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