TEI Draft Documents (May 4, 2000 iteration):
I. Draft Charter:
The TEI (Text Encoding Initiative) is an international research effort established in 1987, intended to produce a community-based standard for encoding and interchange of texts. The original phase of this effort was supported by three of the most important scholarly associations in the field and by major funders in North America and Europe, and included scholars from all over the world and from nearly all the disciplines of the humanities. The TEI Guidelines and the SGML-based TEI DTD are thus the result of the most important international standardisation effort for humanities-related data, and have gained wide acceptance within the humanities and beyond. In recognition of this, the TEI Consortium has been established to maintain, develop, and further the use of the TEI standard.
The goals of the consortium are:
1. To establish and maintain a home for the TEI in the form of a permanent organizational structure.
2. To ensure the continued funding of TEI activities, for example: editorial maintenance and development of the TEI guidelines and DTD, training and outreach activities, and services to members.
3. To create and maintain a governance structure for TEI with broad representation of TEI user-communities.
The fundamental principles on which the Consortium is established are the following:
1. The TEI guidelines, other documentation, and DTD should be free to users;
2. Participation in TEI activities should be open (even to non-members) at all levels;
3. The TEI should be internationally and interdisciplinarily representative;
4. No role with respect to the TEI should be without term.
II. Articles of Incorporation
ARTICLES OF INCORPORATION OF THE TEXT ENCODING INITIATIVE CONSORTIUM (TEI)
The undersigned, desiring to form a nonstock corporation under the provisions of Chapter 10 of Title 13.1 of the Code of Virginia of 1950, as amended (the “Virginia Code”) sets forth the following:
Article I. Name. The name of the Company is the Text Encoding Initiative Consortium, hereafter referred to as TEI.
Article II. Purpose. TEI is organized exclusively for charitable, literary, educational, and scientific purposes, including without limitation:
(a) to build an international and interdisciplinary community that will maintain and further develop the TEI Document Type Definition (DTD) and its documentation;
(b) to promote the use of the TEI DTD, in the interest of improving the preservation and exchange of electronic texts;
(c) to provide training and consulting services to TEI Consortium members and others;
(d) to make distributions to organizations that qualify as exempt organizations under Section 501(c)(3) of the Internal Revenue Code of 1986, as now in force or afterwards amended (hereinafter "the Code").
The following are fundamental and irrevocable principles of the TEI consortium, as expressed in its charter:
1. The TEI guidelines, other documentation, and DTD should be free to users;
2. Participation in TEI activities should be open (even to non-members) at all levels;
3. The TEI should be internationally and interdisciplinarily representative;
4. No role with respect to the TEI should be without term.
In addition and consistent with the above, the Company shall have all corporate powers of a nonstock corporation organized under Chapter 10 of Title 13.1 of the Virginia Code, as amended, and not prohibited by Section 501(c)(3) of the Internal Revenue Code, any regulations promulgated thereunder, or any successor statutes or regulations
Article III. Registered Agent. The post office address of the initial registered office of the Company is 250 West Main Street, Charlottesville, Virginia 22902, which is located in the City of Charlottesville, Virginia. The Company's initial registered agent is W. McIlwaine Thompson, Jr., who is a resident of Virginia and whose business address is the same as the initial registered office and who is a member of the Virginia State Bar.
Article IV. Membership. Members [I1] shall be entitled to vote as provided in the By-Laws of the Company. The affairs of the Company shall be managed by a Board of Directors, which shall be elected by the members as set forth in the By-Laws.
The affairs of TEI shall be managed by a Board of Directors. The number of directors constituting the initial Board of Directors is seven (7), and members of the initial Board of Directors are as follows:
110 Southmoor Road
Oxford OX2 6RB
2818 Blossom St.
Columbia, SC 29205
107 Fireside Circle
Baltimore, MD 21212
76 East Manning St
Providence RI 02906 USA
975 Locust Ave.
Charlottesville, VA 22901
Via San Francesco 32
56126 Pisa, Italy
Except for the initial Board of Directors, the number of directors may be fixed as provided in the Bylaws and shall be not less than seven (7).
Article VI. Operations.
No part of the net earnings of TEI shall inure to the benefit of or be distributable to any incorporator, trustee, director or officer of TEI or any private individual, except that TEI shall be authorized and empowered to pay reasonable compensation for services rendered and to make payments and distributions in furtherance of the purpose of TEI. No substantial part of the activities of TEI shall be the carrying on of propaganda, or otherwise attempting to influence legislation, nor shall TEI participate in, or intervene in (including the publishing or distribution of statements) any political campaign on behalf of or in opposition to any candidate for public office. As a means of accomplishing its charitable purposes, TEI shall make distributions of its income and principal at such times and in such manner as not to subject TEI to tax under Section 4942 of the Internal Revenue Code. TEI shall have all of the rights, powers and privileges now or hereafter given to non-stock corporations under the laws of the Commonwealth of Virginia, except that neither TEI nor anyone acting on its behalf shall (1) engage in any act of self-dealing as defined in Section 4941 of the Internal Revenue Code, (2) retain any excess business holdings as defined in Section 4943 of the Internal Revenue Code, (3) make any investment that would subject the corporation to tax under Section 4944 of the Internal Revenue Code, (4) make any taxable expenditures as defined in Section 4945 of the Internal Revenue Code or (5) conduct or carry on any activities not permitted to be conducted or carried on by an organization exempt under Section 501(c)(3) of the Internal Revenue Code and its regulations, as amended, or by an organization, contributions to which are deductible under Section 170(c)(2) of the Internal Revenue Code and regulations, as amended. (Each reference to a Section of the Internal Revenue Code means a Section of the Internal Revenue Code of 1986, as amended, or the corresponding provisions of any subsequent federal tax law.)
Article VII. Dissolution.
In the event of the dissolution of TEI, or the winding up of its affairs, and after all liabilities of TEI have been paid, satisfied and discharged or adequate provisions made therefore, all remaining assets shall be distributed, as designate by the Board of Directors, to one or more organizations exempt from income taxation under Section 501(c)(3) of the Internal Revenue Code, or corresponding section of any future Federal tax code, or shall be distributed to the Federal government, or to a state or local government, for a public purpose[I3]
Article VIII. Indemnification.
A. Every person, and his or her heirs, executors and administrators, who was a party or is threatened to be made a party to any threatened, pending or completed action, suit or proceeding of any kind whether civil, criminal, administrative, arbitrative or investigative, or was or is the subject of any claim, whether or not by or on behalf of the Corporation, by reason of his or her being or having been a director or officer of the Corporation or by reason of his or her serving or having served at the request of the Corporation as a director, officer, employee or agent of another corporation, partnership, joint venture, committee, trust or other enterprise or at the request of the Corporation in any capacity that under Federal law regulating employee benefit plans would or might constitute him or her a fiduciary with respect to any such plan, whether or not such plan is or was for employees of the Corporation, shall be indemnified by the Corporation against expenses (including attorneys' fees), judgments, fines, penalties, awards, costs, amounts paid in settlement and liabilities of all kinds actually and reasonably incurred by him or her in connection with, or resulting from, such action, suit, proceeding or claim if he or she acted in good faith and in the manner he or she reasonably believed to be in, or not opposed to, the best interests of the Corporation, and, with respect to any criminal action or proceeding, had no reasonable cause to believe his or her conduct was unlawful; provided that no indemnification shall be made in respect of any claim, issue or matter as to which he or she shall have been adjudicated to be liable to the Corporation for willful misconduct or a knowing violation of the criminal law in the performance of his or her duty to the Corporation unless, and only to the extent, that the court in which such action, suit or proceeding was brought shall determine upon application that, despite the adjudication of liability but in view of all circumstances of the case, he or she is fairly and reasonably entitled to indemnity. The termination of any such action, suit or proceeding by judgment, order or conviction, or upon a plea of nolo contendere or its equivalent, or by settlement, shall not of itself create a presumption that any such person did not act in good faith and in a manner he or she reasonably believed to be in, or not opposed to, the best interest of the Corporation.
B. Any indemnification under the preceding paragraph (unless ordered by a court) shall be made by the Corporation only as authorized in the specific case upon a determination that indemnification of such person is proper in the circumstances because he or she had met the applicable standard of conduct set forth in such paragraph. Such determination may be made either (i) by the Board of Directors of the corporation by a majority vote of such quorum consisting of directors who were not parties to such action, suit or proceeding; or (ii) if such a quorum is not obtainable or, even if obtainable, if a quorum of disinterested directors so directs, by independent legal counsel in a written opinion. or (iii) by the members.
C. Expenses (including attorneys' fees) incurred by or in respect of any such person in connection with any such action, suit or proceeding, whether civil, criminal, administrative, arbitrative or investigative, may be paid by the Corporation in advance of the final disposition thereof upon receipt of an undertaking by, or on behalf of, such person to repay such amount unless it shall ultimately be determined that he or she is entitled to be indemnified by the Corporation.
D. The Board of Directors of the Corporation shall have the power, generally and in specific cases, to indemnify its other employees and agents to the same extent as provided in this Article with respect to its directors and officers.
E. The provisions of this Article are in addition to, and not in substitution for, any other right to indemnity to which any person who is or may be indemnified by or pursuant to this Article may otherwise be entitled, and to the powers otherwise accorded by law to the Corporation to indemnify any such person and to purchase and maintain insurance on behalf of any such person against any liability asserted against or incurred by him or her in any capacity referred to in this Article or arising out of his or her status as serving or having served in any such capacity (whether or not the Corporation would have the power to indemnify against such liability.)
F. If any provision of this Article shall be adjudicated invalid or unenforceable, such adjudication shall not be deemed to invalidate or otherwise affect any other provision hereof or any power of indemnity which the Corporation may have under the laws of the Commonwealth of Virginia.
G. No amendment or repeal of any provision of this Article shall limit or eliminate the right to indemnification provided hereunder with respects to acts or omissions occurring prior to such amendment or repeal.
Article IX. Elimination of Liability.
A. To the maximum extent permitted by Virginia Code §13.1-870.1 or any successor provision thereto, or any other statutory or decisional law, no officer or director of the Corporation shall be liable in any proceeding brought by or on behalf of the Corporation or brought by or on behalf of members of the Corporation against such officer or director.
B. No amendment to or appeal of this Article shall limit or eliminate the benefits provided to directors and officers of the Corporation hereunder with respect to any act or omission which occurred prior to such amendment or repeal.
W. McIlwaine Thompson, Jr., Incorporator
III. BYLAWS OF TEI
(a) Classes of Members. There shall be one class of members. Each member shall be entitled to one vote for each director position to be elected and for any other vote requiring the vote of the members. Consortium Members will have the right, also, to propose officially sanctioned TEI training and services, with such agreements screened by the TEI Council and approved, ultimately, by the TEI Board of Directors.
(b) Application. Any organization or individual eligible to become a member of TEI may apply by submitting an application, in form prescribed by the Board of Directors, along with any dues or filing fees required to be submitted with an application, to the Secretary of TEI. If the Secretary finds that such applicant has complied with all requirements in connection with the application, the Secretary shall add the applicant's name to the list of members.
(c) Dues. Etc. Members shall pay membership dues (and such other charges and assessments relating to membership as are established by the Board of Directors) in such amounts and at such intervals as determined by the Board of Directors from time to time. The Directors may establish differences among members with respect to the amount or timing of membership dues or other charges or assessments.
No member shall be entitled to a refund of any membership dues or other charges or assessments upon such member's resignation or termination as a member.
(d) Special Classification. The Board may from time to time establish special categories to recognize outstanding contributions by members. The development of tools that further the use of TEI, for example, may entitle a Member to be designated as a TEI Developer or other title which, in the discretion of the Board, appropriately reflects such member's contribution.
(e) Membership Requirements. The Board may establish such attendance and other requirements as it deems proper.
2. Duration. Each member shall hold membership as long as such member remains qualified for membership, except that membership may be sooner terminated by suspension or expulsion as provided in Section 3 of this Article or by resignation as provided in Section 4 of this Article. All memberships are non-transferable[I4].
3. Termination. The Board of Directors may terminate a member's membership in the Consortium upon a good-faith finding of (a) misconduct by such member reflecting discredit upon the Consortium or (b) violation of these Bylaws (including but not limited to the nonpayment of membership dues or other required charges or assessments).
4. Resignation. Any member may resign from the Consortium [I5] by delivering written notice of resignation to the Secretary. Such resignation shall be effective upon the Secretary's receipt of such written notice.
Meetings of Members
1. Meetings. Meetings of the members shall be held not less than once a year, on such dates and at such places as the Board of Directors may designate from time to time. The first meeting after June 30 shall be designated as the annual meeting. At the annual meeting, the Chair shall report on the operation of TEI for the preceding year and announce the results of the election of the Board of Directors.
2. Special Meetings. A special meeting of members may be called by the Board of Directors in its discretion or upon written request to the Secretary by one-third or more of members of TEI entitled to vote. No business other than that specified in the notice of the meeting shall be transacted at any special meeting of the members. The notice of each annual meeting shall include a proxy for the election of the members of the Board and such other matters as may require the vote of the membership. The proxies shall be returned to the Secretary [to an independent entity or person who is not a member of the Consortium and] who will tabulate the results of the matters on which a vote is taken. To be included in the tabulation of the vote, a proxy must be received by the time designated in the material sent with the notice of meeting. The final vote will be presented to the members at its annual meeting by the Secretary [or the independent non- member] either in person or by certificate delivered to the Chair of TEI. The vote by proxy for the election of the Board shall be final. As to matters other than the election of the Board, the votes for and against each item by proxy will be presented at the annual meeting and provisions made for those present to participate in a discussion and vote on such items, changing the earlier vote by proxy if desired.
3. Voting. At meetings of the members, members shall be entitled to voting rights as provided in Article I of these Bylaws.
4. Notice of Meetings. Written notice stating the place, day and hour of the meeting, and, in the case of a special meeting, the purpose or purposes for which the meeting is called shall be given not less than twenty-one (21) days nor more than sixty (60) days before the date of the meeting (except as otherwise required by law) by or at the direction of the Chair or the Secretary, or the persons calling the meeting, to each member entitled to vote. A notice shall be deemed duly given to a member when it is either delivered in person, electronically mailed, or mailed, postage-prepaid, to the address of such member as it appears on the records of TEI.
5. Quorum. A quorum at any meeting of the members, whether annual, regular, or special, shall exist if at least one-third of the members entitled to vote are present in person or by proxy. The vote of a majority of the members entitled to vote that are present in person or by proxy at a meeting at which a quorum is present shall be necessary and sufficient for the adoption of any matter voted upon by the members, unless a greater vote of the members is required by law or the Board of Directors.
1. Selection of Officers. The officers of TEI shall be elected by the Board of Directors and shall consist of a Chair, a Secretary, and a Treasurer. The Board of Directors may also select additional officers as it deems necessary or appropriate from time to time. The officers of TEI shall have the respective powers set forth herein and as otherwise provided by resolution of the Board of Directors. With the possible exception of the treasurer, each officer of TEI shall be selected from among the Board of Directors. Notwithstanding any other provision herein, the power to set salaries and fees of employees and independent contractors shall reside in the Board of Directors and not in any officer or officers.
2. Chair. The Chair shall be the chief executive officer of TEI and shall, subject to the direction of the Board of Directors, generally supervise and manage the affairs of TEI. In general, the Chair shall perform all duties customary to the office of Chair, shall see that all orders and resolutions of the Board of Directors are carried out, and shall oversee the other officers in the discharge of their duties. He shall, if present, preside at all meetings of the Board of Directors and of the members.
3. Secretary. The Secretary shall keep the minutes of all meetings of the members and of the Board of Directors, shall serve all notices, shall present all pertinent communications before the proper committees, shall be custodian of the records, shall attest the seal of TEI on all contracts and agreements required by law to be under seal as authorized by the Board of Directors, shall conduct the correspondence incident to this office and shall perform such other duties as the Board of Directors may require.
4. Treasurer. The Treasurer shall collect, have custody of and be responsible for all funds of TEI, shall keep an accurate account of such funds, shall pay all just bills when due and funds are available, and shall submit a financial report as of the end of each year at the annual meeting. In the absence of the Chair, the Treasurer shall carry out the Chair's duties at meetings. All checks, drafts, notices and orders for the payment of money issued by TEI and other similar documents requiring the signature of TEI shall be signed by the Treasurer or by such other person or persons, if any, as the Board of Directors may from time to time designate. In the event that the Treasurer is not selected from among the Board of Directors, the Treasurer shall become a member of the Board.
Board of Directors
1. Directors. Except for the initial Board of Directors (named in the Articles of Incorporation), the Board of Directors shall consist of a minimum of seven (7) directors and thereafter may be increased or decreased within the foregoing range from time to time by the Board of Directors or members. The TEI Editor (or Editors) shall be included in meetings of the board as ex officio members. Directors will be elected by the members. Individuals who are not members of the TEI may be nominated and elected to serve on the Board of Directors. The minimum and maximum numbers of directors may be changed, either to different minimum and/or maximum numbers or to a single fixed number, only by the members. No decrease in the number of directors shall affect the tenure of any incumbent director. Any vacancy in a director position resulting from the increase in the number of directors shall be filled by the Board. Vacancies in a director position resulting from other causes shall be filled by the vote of members in normal or special elections.
2. Term and Class. Each director shall be elected for a term of two (2) years. The Board of Directors shall consist of two classes of directors (appointed and elected) with each class being as nearly equal to the other class as possible.
3. Election. At each annual meeting the members will elect members to any of the elected positions on the Board of Directors due to be vacated. Elected Directors will serve a two-year term, which term will commence at the annual meeting of the Board of Directors immediately following the annual meeting of the members and continue until the expiration of their term or until their respective successors shall have been duly elected and qualified. In the election of directors each elected director position shall be voted on as a separate matter with each member entitled to vote receiving one vote for each director position.
4. Meetings. Regular meetings of the Board of Directors may be held at such time and place as the Board of Directors may by resolution designate. One of such meetings, as close in time as may be practicable to the annual meeting of the members, shall be designated by the Board as the annual meeting of the Board. Special meetings may be called by the Chair or any combination of directors constituting at least one-third of the total number of directors then in office.
5. Quorum. A majority of the directors shall constitute a quorum for the transaction of business. The act of the majority of the directors present at a meeting at which a quorum is present shall be the act of the Board of Directors.
6. Notice of Meetings. Written notice of all meetings of the Board of Directors shall be required. Written notice shall be given at least seven (7) days prior to special meetings and at least fourteen (14) days prior to special meetings. The notice shall state the date, time, and place of the meeting and the purpose thereof. A notice shall be deemed duly given when it is either delivered in person, electronically mailed, or mailed by first class (domestic) or airmail (international) post, postage prepaid, to the address of such directors as it appears on the records of TEI.
Funds for meeting the expenses of TEI may be provided in such manner as the Board of Directors may determine, including without limitation such annual or other periodic membership dues as may be fixed from time to time by the Board of Directors, and such charges for meetings, seminars, and publications as may be fixed from time to time by the Board of Directors. Charges other than for membership dues and assessments may be set on a per-person basis or any other basis deemed appropriate by the Board of Directors.
1. Committees. Except as provided otherwise herein, the Board of Directors from time to time may appoint such committees as it deems necessary to carry out the purposes of TEI, including but not limited to any committees described in these Bylaws. These committees shall be assigned the responsibilities described in these Bylaws or specified by the Board of Directors and shall report to the Board of Directors and/or the members as required herein or by the Board of Directors.
2. TEI Council. The Board of Directors shall establish a TEI Council to superintend the technical work of the TEI. The TEI Council will consist of twelve members, one of which shall be the Chair and one of which shall be another officer, and may include such other directors or members as designated by the Board of Directors. The Chair of the TEI Council will be designated by the Board of Directors. Council members will be elected to two-year terms by Consortium members, with nominations (and nominees) open to the general public[I6]. The work of the TEI Council will be to collect, propose, evaluate, and implement editorial changes to the TEI DTD (and its derivatives), to produce up-to-date documentation for the TEI, and to evaluate agreements for official TEI training and services and make recommendations to the TEI Directorate concerning endorsement of such training and services. The TEI Council may delegate any of those functions to appointed working groups or committees, at its discretion. The TEI Council will also have the power to create working groups with a fixed term and a specific charter, and to appoint or to delegate the appointment of the membership of those working groups. The TEI Council may convene upon call of the Chair or at the request of a majority of the Board. A majority of the members of the TEI Council shall constitute a quorum[I7].
3. TEI Hosts. Upon incorporation, the first four TEI Hosts shall be Brown University (the Scholarly Technology Group), the University of Virginia (the Institute for Advanced Technology in the Humanities and the Electronic Text Center), Oxford University (The Humanities Computing Unit), and The University of Bergen (Humanities Information Technologies Research Programme), each of whom shall serve a four-year term. Thereafter, the Board of Directors shall select a minimum of four TEI Hosts, using a public Request for Proposals process. Hosts may be re-appointed for second and subsequent terms, but they must participate in the RFP process. In selecting Hosts, the Board of Directors shall respect those fundamental principles of the TEI Consortium calling for international and interdisciplinary representation. Hosts must be members of the TEI. Hosts shall serve for a minimum four-year term, and shall agree, in addition to a membership fee, to provide support services for the TEI and to organize, convene, or assist in TEI meetings. Hosts may also assist the TEI in recruiting members, raising endowment, providing training or consulting to members, and disseminating information and tools relevant to the use of TEI.
3. Editors: The TEI Editor (or Editors) will be appointed by the TEI Board, presumably (though not necessarily) from among the Council.
5. Nominating Committee. A reasonable time prior to notice being given of each annual meeting of the members, the Board of Directors shall appoint a Nominating Committee consisting of two (2) of the directors, one of whom the Board shall designate as the Chair of the Nominating Committee. The Nominating Committee solicit members and others for nominees and those nominating such candidates shall provide the Nominating Committee with written confirmation that each candidate, if elected, is willing to serve. Such candidates shall then be included on the slate of candidates proposed by the Nominating Committee. The Nominating Committee shall propose at least two (2) candidates for each director and council position to be elected pursuant to proxy sent to all members in connection with the notice of the annual meeting. The slate of candidates proposed by the Nominating Committee shall be contained in the notice of such meeting.
These Bylaws may be repealed or changed and new Bylaws made by the majority of those members present by proxy or in person at a meeting of the members of TEI or, to the extent permitted by law and not in conflict with the Articles of Incorporation, by the Board of Directors. A copy of any proposed change to these Bylaws shall accompany the required notice of meeting at which the change is to be considered.
The undersigned, being the duly elected Secretary of TEI hereby certifies that these Bylaws were adopted as the Bylaws of the Consortium by a unanimous consent approved by all of the Directors effective on December ___, 2000.
[I1] Mac: Does it matter if we don’t explicitly say that there is “one class of members” here? [Still waiting to hear…]
[I2] Lou: My notes from the March meeting say that you will invite JPW and MSM to the initial board of directors; if they agree, I’ll need home addresses for each of them. [Still waiting to hear…]
[I3] Mac: do we need to name a particular non-profit beneficiary? If so, we would name Oxford University in the UK and the University of Illinois, Chicago, but we’d prefer not to name one… [Still waiting to hear…]
[I4] Mac: Is there a particular reason that memberships should be non-transferable? [Still waiting to hear…]
[I5] Mac: at this point, we’ve stricken the clause “after fulfilling all obligations to the consortium” This was requested by one of the hosts (Claus), but I can’t remember why: I’ll ask, if it’s important in your view to have it in there. [Still waiting to hear…]
[I6] TEI Folks: I’ve put Hosts back in in the next section, but I’m leaving out the specification that hosts must be on the Council. Certain voices at the meeting in DC seemed to think that hosts should be on the council (Lou?). The problem with having all four hosts on the Council is that we then have very few positions open to election, and voting in elections is a principal benefit of membership. Do we want to return, then to the earlier idea of having one host designated by others as a representative on this council, and reserve one seat for host-representative (a position which, we might specify, rotates annually among the four hosts, who each have four-year terms…)? And (per the discussion below) I do not any longer think that we must have two classes of members if we have two hosts… [Please comment…]
[I7] TEI Folks: I’ve put section 3 (following) back into the bylaws. Claus, in your last email on this subject, you said I should leave mention of the hosts in the bylaws in the one paragraph where they were still mentioned—but in the iteration of the bylaws to which you were responding, there was no mention of hosts left, so I’m assuming that this is the paragraph in question. In any case, if we do mention hosts, then I think we need this whole paragraph, in order to specify what their responsibilities are, and how they are selected. On further consideration, too, I’m no longer convinced (see I6) that we need to specify two classes of members in order to specify hosts: we’ll see what Mac thinks. “Host” is not a class of membership, in my view, but a role with respect to the management of TEI—the fact that we have TEI executive officers, for example, doesn’t mean that we have two classes of members: it only means that some members have been elected to executive posts. [Please comment….]